DFX Intelligence
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R••• S•••
As of · the IAPD feed; also filed as R••• S•••••••• D••• S•••
- At current firm
- 10 y
- In the industry
- 29 y
- Prior registered firms
- 1
- Signals
- 0
since Sep 13, 2016
As of · the IAPD feed; also filed as R••• S•••••••• D••• S•••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Sep 13, 2016 · Winter Park, Fl
- B••• S••••••••• L•• formerDec 10, 2019 to Feb 17, 2021 · Orlando, Fl
Moves
a registration end followed by a registration begin elsewhere
- B••• S••••••••• L•• to no registered destinationleft Feb 17, 2021 · Departure, no registered destination
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address