DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
J••••• M•••••• T•••••••••
Feed of 09/14/2026
At current firm
3 y
since May 19, 2023
In the industry
30 y
since Sep 18, 1996 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince May 19, 2023 · Westlake, Oh
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 14, 2008 to May 22, 2023 · North Olmsted, Oh
- C•••••••• G••••• M•••••• I••• BD affiliatedAug 13, 2001 to Aug 22, 2008 · Westlake, Oh
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left May 22, 2023, registered May 19, 2023 (-3 days) · Wirehouse to wirehouse · moved with a team
- C•••••••• G••••• M•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 22, 2008, registered Aug 14, 2008 (-8 days) · Other
Signals
- ••• LockedMay 22, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address