DFX Intelligence
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D••• W•••••• Z••••••
As of · the IAPD feed; also filed as D••• W•••••• I• Z••••••
- At current firm
- 10 y
- In the industry
- 29 y
- Prior registered firms
- 2
- Signals
- 0
since Sep 9, 2016
As of · the IAPD feed; also filed as D••• W•••••• I• Z••••••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Sep 9, 2016 · Ocala, Fl
- W••• I••••••••• I••• unclassifiedJun 10, 2004 to Nov 1, 2005 · Ventura, Ca
- U•• F•••••••• S••••••• I••• wirehouseSep 8, 1998 to May 26, 2004 · Oxnard, Ca
Moves
a registration end followed by a registration begin elsewhere
- W••• I••••••••• I••• to T••••• A••••••• S•••••••• I•••left Nov 1, 2005, registered Sep 9, 2016 (3965 days) · Other
- U•• F•••••••• S••••••• I••• to W••• I••••••••• I•••left May 26, 2004, registered Jun 10, 2004 (15 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address