DFX Intelligence
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Registered advisor
G•••••• B•••• W•••••
Feed of 09/14/2026
Also filed as G••• W•••••
At current firm
2 y
since Jun 14, 2024
In the industry
28 y
since May 27, 1998 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Jun 14, 2024 · Tracy, Ca
- S••••••••• A•••••• A•••••••• I••• formerApr 27, 2012 to Jun 14, 2024 · Sacramento, Ca
- V•••• F•••••••• A•••••••• I••• BD affiliatedFeb 27, 2004 to May 1, 2012 · Oakland, Ca
Moves
a registration end followed by a registration begin elsewhere
- S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
- V•••• F•••••••• A•••••••• I••• to S••••••••• A•••••• A•••••••• I•••left May 1, 2012, registered Apr 27, 2012 (-4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address