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Registered advisor
M•••••• J••••• P•••••
Feed of 09/14/2026
Also filed as M•••••• J••••• P••••••••• J•••••• P•••••
At current firm
6 y
since Oct 7, 2019
In the industry
29 y
since Sep 26, 1996 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Oct 7, 2019 · New Albany, Oh
- U•• F•••••••• S••••••• I••• wirehouseFeb 9, 2007 to Oct 31, 2019 · New Albany, Oh
- K•••••• C•••••• M•••••• I••• unclassifiedOct 7, 2005 to Feb 9, 2007 · Columbus, Oh
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Oct 31, 2019, registered Oct 7, 2019 (-24 days) · Wirehouse to wirehouse · moved with a team
- K•••••• C•••••• M•••••• I••• to U•• F•••••••• S••••••• I•••left Feb 9, 2007, registered Feb 9, 2007 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address