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Registered advisor
S••••• F•••••••• B•••••
Feed of 09/14/2026
Also filed as S••••• F• B•••••
At current firm
15 y
since Mar 4, 2011
In the industry
29 y
since Oct 21, 1996 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Mar 4, 2011 · Bellevue, Wa
- C•••• I••••••••• S••••••• C•••• formerMay 2, 2009 to Mar 8, 2011 · Redmond, Wa
- W••• I••••••••• I••• unclassifiedJan 16, 2009 to May 2, 2009 · Redmond, Wa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 31, 2001 to Jan 8, 2009 · Bellevue, Wa
Moves
a registration end followed by a registration begin elsewhere
- C•••• I••••••••• S••••••• C•••• to W•••• F•••• A•••••••left Mar 8, 2011, registered Mar 4, 2011 (-4 days) · Other
- W••• I••••••••• I••• to C•••• I••••••••• S••••••• C••••left May 2, 2009, registered May 2, 2009 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W••• I••••••••• I•••left Jan 8, 2009, registered Jan 16, 2009 (8 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address