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Registered advisor
I••••••• D••••• P••••••
Feed of 09/14/2026
Also filed as D••••• P••••••••• P••••••••• D••••• P••••••••• D••••• P••••••••• D• P••••••
At current firm
7 y
since Sep 9, 2019
In the industry
28 y
since Mar 20, 1998 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Sep 9, 2019 · Westlake, Oh
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 4, 2009 to Sep 9, 2019 · Chagrin Falls, Oh
- U•• F•••••••• S••••••• I••• wirehouseFeb 18, 2003 to Dec 10, 2009 · Pepper Pike, Oh
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Sep 9, 2019, registered Sep 9, 2019 (0 days) · Wirehouse to wirehouse · moved with a team
- U•• F•••••••• S••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 10, 2009, registered Dec 4, 2009 (-6 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address