DFX Intelligence
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D•••• C•••••• S•••••••
As of · the IAPD feed; also filed as D•••• C• S••••••
- At current firm
- 6 y
- In the industry
- 29 y
- Prior registered firms
- 1
- Signals
- 0
since Aug 26, 2020
As of · the IAPD feed; also filed as D•••• C• S••••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Aug 26, 2020 · Winter Park, Fl
- U•• F•••••••• S••••••• I••• wirehouseFeb 7, 2001 to Jan 12, 2004 · Montgomery, Al
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to T••••• A••••••• S•••••••• I•••left Jan 12, 2004, registered Aug 26, 2020 (6071 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address