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Registered advisor
J•••••• J••• M••••••••
Feed of 09/14/2026
Also filed as J••• M••••••••• J••• M••••••••
At current firm
15 y
since Aug 9, 2011
In the industry
29 y
since Oct 16, 1996 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
8
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V•••• F•••••••• A•••••••• I••• BD affiliated currentsince Aug 9, 2011 · Williamsville, Ny
- C•••••••• G••••• M•••••• I••• BD affiliatedSep 2, 2010 to Jul 27, 2011 · Scarsdale, Ny
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• M•••••• I••• to V•••• F•••••••• A•••••••• I•••left Jul 27, 2011, registered Aug 9, 2011 (13 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address