R•••••••• C••••• R••••••

Feed of 09/14/2026

Also filed as R•••••••• C• C••••••••• C••••••••• C••••••••• C••••••••• C••••••••• C••••••••• C••••••••• C••••••••• R••••••

At current firm

2 y

since Jun 14, 2024

In the industry

29 y

since Nov 26, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••••••• A•••••• A•••••••• I••• former
Jan 27, 2006 to Jun 14, 2024 · Sacramento, Ca
A••••••• G•••••• F•••••••• A•••••••• I••• unclassified
Aug 6, 2002 to May 2, 2009 · Sacramento, Ca
V•••• F•••••••• A•••••••• I••• BD affiliated
Feb 13, 2001 to Feb 3, 2006 · Sacramento, Ca

Moves

a registration end followed by a registration begin elsewhere

S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••
left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
A••••••• G•••••• F•••••••• A•••••••• I••• to S••••••••• A•••••• A•••••••• I•••
left May 2, 2009, registered Jan 27, 2006 (-1191 days) · Other
V•••• F•••••••• A•••••••• I••• to A••••••• G•••••• F•••••••• A•••••••• I•••
left Feb 3, 2006, registered Aug 6, 2002 (-1277 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address