DFX Intelligence
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Registered advisor
M•••• N• N••••••• C••••••
Feed of 09/15/2026
Also filed as M•••• N• C••••••••• N••••••• C••••••
At current firm
19 y
since May 11, 2007
In the industry
25 y
since Apr 17, 2001 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince May 11, 2007 · Peabody, Ma
- W•••• F•••• A••••••• wirehouseMar 1, 2004 to May 14, 2007 · Andover, Ma
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to U•• F•••••••• S••••••• I•••left May 14, 2007, registered May 11, 2007 (-3 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address