DFX Intelligence

RIA Intelligence

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This advisor's name and 1 more prior firm in the career history

Career history, every move, licensing and registration changes, outside business activity and the contact routes the firm publishes, each with the official record linked.

Includes 3 days of DFX Intelligence. Then $249/month unless canceled.

A Financial Advisor In Georgia

Registered advisorat Nortlov Advisory, LLCDual registrant· Mcdonough, GaIAPD 2817763
At current firm
2 y
since Jan 30, 2024
In the industry
29.7 y
Prior registered firms
4
Signals
1
As of · the IAPD feed
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Recruiter brief
facts first, then what DFX measured about them; never a statement of intent
Recruiting value
  • Practice attractivenesssome
    29.6 years in the industry
  • Team depthnone
    0 of the 0 people who once moved firms with this advisor are registered here now (a team seen in registrations; web team pages are not used until they pass review).
  • Entrepreneurial profilenone
    Named in the full brief.
  • Real estate activitynone
    Named in the full brief.
  • Contactabilityweak
    no contact route found
Movement evidence
  • Movement signalnone
    0 of 0 dated or circumstantial readings historically went with moving. The forward-tested move model places this advisor in its Baseline band.
  • Recent change activitynone
    Named in the full brief.
  • Independence preparationnone
    No concrete evidence of preparation for independence.
  • Historical mobilitynotable
    3 prior firms, median stay 0.6 years. Career patterns that historically went with moving: held a registration at an independent RIA before the current firm.
Career
  • 29.7 years in the industry
  • 2.6 years at the current firm
  • 3 prior registered firms; median stay 0.6 years
  • Path: broker-dealer affiliated to independent RIA
  • move indicatorheld a registration at an independent RIA before the current firmAcross all advisors, 6.3% with this moved within a year, against 4.8% without it (1.32x, 2023 to 2025 cohorts).
Source: IAPD adviser registrations only (broker-only history is not in this feed)
Licensing and credentials
  • Registered in 1 state (firm median 1.5)
  • Exams: Series 63, Series 65
  • Registered as a broker as well as an adviser
Source: IAPD individual feed; broker exams and states appear once the per-person record is read
Around this advisor
  • 1 known colleagues changed firms in the last year
Regulatory record

In the full brief, with the official record linked.

+5 details in the full brief

The named explanations, the practice profile, what stands out and the conversation themes, with the official record linked.

Includes 3 days of DFX Intelligence. Then $249/month unless canceled.

Registration history
IAPD current and previous registrations
  • Sb Advisory, LLC independent RIA
    Jan 13, 2021 to Jun 7, 2021 · Atlanta, Ga
  • Sb Advisory, LLC independent RIA
    Oct 4, 2011 to Dec 31, 2020 · Atlanta, Ga
  • Ifs Securities unclassified
    Sep 30, 2009 to Feb 24, 2010 · Columbia, Md

+1 more prior firm in the career history

Includes 3 days of DFX Intelligence. Then $249/month unless canceled.

Moves
a registration end followed by a registration begin elsewhere
Signals
  • Apr 29, 2026 · Owner of a newly registered adviser · fact
Transition signals

No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
STATE REGISTEREDderived
Years in industry
29.7 yderivedfrom the earlier of the first exam and the first registration on IAPD
Not published
disclosure flags, the raw outside business text and any address in it, personal outside activities, branch street addressoutside businesses appear above as structured facts, reviewed, with a short quote
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