DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Sb Advisory, LLC
Latest filing Jun 29, 2026
First filing on the tape Nov 13, 2012 · 64 filings
SEC status approved since Dec 4, 2012
RAUM
$1.1B
reported, Item 5.F
Discretionary
1.0%
of RAUM
Private clients
58%
$639M individuals and HNW
Advisors
36
registered through the firm on IAPD
RAUM per advisor
$30.6M
derived; firm RAUM over IAPD count
Employees
35
30 advisory (5.B.1)
Offices
29
beyond the principal office
Private funds
0
reported on Schedule D
History
64 filings and snapshots on the tape
RAUM$1.1B as of Jun 29, 2026
Mar 28, 2013$20.0M then
HNW client RAUM$270M as of Jun 29, 2026
Feb 26, 2018$8.1M then
State-registered IARs (5.B.3)34 as of Jun 29, 2026
Mar 28, 20139 then
Employees (5.A)35 as of Jun 29, 2026
Mar 28, 201310 then
Private funds: 1
RAUM +285% over the last fiscal year+65% a year over threeIARs 29 to 34offices 22 to 29
Practice profile
derived from the filing of Jun 29, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- RAUM per advisor
- $30.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 73derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $1.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 1.0%derivedof RAUM
- Institutional
- 41%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.2derived30 offices incl. principal (1.F.5)
- RAUM growth, one year
- +42%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +51%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Charitable organizations$437M40%
- Individuals$369M34%
- High-net-worth individuals$270M25%
- Corporations and businesses$13.7M1.2%
- Pension and profit-sharing plans$10.4M0.9%
- Individual clients
- 2,521reported
- HNW clients
- 113reported
- Pension plan clients
- 35reported
- Charitable clients
- 35reported
- Accounts
- 942reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.58 fund_share=0.0 institutional_share=0.41 related_bd=true related_bank=false bd_reps=23.0derived
Advisors registered through the firm
36 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jeffrey Mark Bowman | Scottsdale, Az | Nov 8, 2016 | 39 y | 1 |
| Hyacinth Renee Sikes | Atlanta, Ga | Jan 10, 2020 | 23 y | 1 |
| Charles Allen Birbara | West Hartford, Ct | Jan 13, 2021 | 31 y | 2 |
| Robert Michael Bulloch | Atlanta, Ga | Jan 19, 2021 | 31 y | 5 |
| Alexys Ulando Mckenzie | Atlanta, Ga | Mar 17, 2021 | 30 y | 1 |
| Maurice Lawrence NaylonChartered Financial Consultant | Atlanta, Ga | Apr 28, 2021 | 42 y | 0 |
| Dennis Chung Kuo Ku | Lewis Center, Oh | Dec 20, 2021 | 22 y | 2 |
| Michael David Mohlman | Atlanta, Ga | Jan 20, 2022 | 27 y | 5 |
| Douglas Evan Greenberg | Atlanta, Ga | Aug 19, 2022 | 29 y | 4 |
| James L Workman | Mantua, Nj | Nov 15, 2022 | 25 y | 1 |
| Matthew Thomas Bumstead | Atlanta, Ga | Sep 6, 2023 | 22 y | 3 |
| Taylor Elizabeth Bauerband | Toms River, Nj | Jan 26, 2024 | 12 y | 0 |
| Frank E Lumpuy | Miami, Fl | Jun 3, 2024 | 35 y | 2 |
| Shawn Conan Spellacy | Carmichael, Ca | Jul 2, 2024 | 34 y | 1 |
| Matthew Robert Clapp | Atlanta, Ga | Aug 23, 2024 | 21 y | 1 |
| Kimson Huu CaoCertified Financial Planner | Houston, Tx | Oct 21, 2024 | 22 y | 2 |
| Jeffrey Rodriguez-Aponte | Atlanta, Ga | Nov 13, 2024 | 23 y | 3 |
| Jonathan Edward Grabe | Atlanta, Ga | Jan 1, 2025 | 24 y | 3 |
| Alan Lee Feinberg | Atlanta, Ga | Jan 1, 2025 | 14 y | 2 |
| John Burton Rowoldt | Atlanta, Ga | Apr 16, 2025 | 25 y | 3 |
| William Scarr Shefte | Atlanta, Ga | May 28, 2025 | 37 y | 2 |
| John James Forster | Atlanta, Ga | Jul 18, 2025 | 41 y | 3 |
| Robert Linhart Hughes | Traverse City, Mi | Jul 18, 2025 | 40 y | 2 |
| Chelsey Lynn Koster | Traverse City, Mi | Jul 28, 2025 | 15 y | 2 |
| Walter Macree Hester | Sarasota, Fl | Sep 22, 2025 | 28 y | 1 |
| Steven Aibel | Atlanta, Ga | Oct 14, 2025 | 30 y | 2 |
| Alec Riss | Atlanta, Ga | Dec 5, 2025 | 10 y | 1 |
| William John Vlahoulis | Mills River, Nc | Dec 23, 2025 | 37 y | 3 |
| John Cadena | Atlanta, Ga | Jan 5, 2026 | 13 y | 0 |
| Bruce Alfred BoutaChartered Financial Consultant | Eden Prairie, Mn | Jan 15, 2026 | 39 y | 2 |
| Scott Ryan Babbitt | Atlanta, Ga | Feb 6, 2026 | 26 y | 4 |
| Steven Gregory Price | St. Petersburg, Fl | Mar 17, 2026 | 10 y | 1 |
| Kevin William La Mont | Atlanta, Ga | Jul 1, 2026 | 33 y | 8 |
| Adam J Godino | Atlanta, Ga | Aug 4, 2026 | 13 y | 0 |
| Christopher Michael Roumayeh | Lake Orion, Mi | Aug 26, 2026 | 23 y | 2 |
| Omar Ganoom | Columbus , Oh | Sep 1, 2026 | 29 y | 5 |
Advisor movement
5 left, 9 joined in 12 months
net +4 in 12 months1 left in 90 days3 joined in 90 daysdeparture rate 14% of current headcount9 left over 36 months
Left, latest
- Stephen Alan Colavito to San Blas Advisory, Inc.Jun 26, 2026 · RIA to RIA
- Robert Louis Takacs to Unity Financial Planning Group LLCMar 27, 2026 · RIA to a state-registered adviser
- Ronald Litteral to San Blas Advisory, Inc.Mar 23, 2026 · RIA to RIA
- Benjamin Cory Treece to Unity Financial Planning Group LLCDec 2, 2025 · RIA to a state-registered adviser
- Paul Martin Walkington to Em Financial Services, LLCOct 22, 2025 · RIA to a state-registered adviser
- Michael Anthony Allen to Allen Financial Advisement, Inc.Aug 19, 2025 · RIA to a state-registered adviser
- Guilford Ward Nergard to Nergard Wealth Management, LLCMay 5, 2025 · RIA to a state-registered adviser
- Mei Wang Davidson to Dcm Advisors, LLCOct 9, 2024 · Other
- David M Zane to Allstate Financial Advisors, LLCJun 4, 2024 · RIA to affiliated broker-dealer or bank
- Blake Ryan Fowler to Kingswood Wealth Advisors, LLCJun 16, 2023 · RIA to affiliated broker-dealer or bank
- Clifford William Shirah to Cl Wealth Management LLCFeb 1, 2023 · RIA to RIA
- Eric Martin Ruth to Cl Wealth Management LLCJan 11, 2023 · RIA to RIA
- Daniel Edward Peltier to Cl Wealth Management LLCJan 4, 2023 · RIA to RIA
- Craig Allen Johnson to Cl Wealth Management LLCJan 4, 2023 · RIA to RIA
- Jennifer Marie Duncan to Edward JonesOct 26, 2022 · RIA to affiliated broker-dealer or bank
Joined, latest
- Omar Ganoom from Central States Capital Markets, LLCSep 1, 2026 · Other
- Christopher Michael Roumayeh from Cg Advisory ServicesAug 26, 2026 · RIA to RIA
- Kevin William La Mont from Prime Capital FinancialJul 1, 2026 · RIA to RIA
- Steven Gregory Price from Cl Wealth Management LLCMar 17, 2026 · RIA to RIA
- Scott Ryan Babbitt from International Assets Investment Management, LLCFeb 6, 2026 · Affiliated broker-dealer or bank to independent RIA
- William John Vlahoulis from Oppenheimer & Co. Inc.Dec 23, 2025 · Affiliated broker-dealer or bank to independent RIA
- Alec Riss from Edward JonesDec 5, 2025 · Affiliated broker-dealer or bank to independent RIA
- Ronald Litteral from Strategic Advisers LLCOct 30, 2025 · Affiliated broker-dealer or bank to independent RIA
- Steven Aibel from Pruco Securities, LLCOct 14, 2025 · Affiliated broker-dealer or bank to independent RIA
- Chelsey Lynn Koster from Next Financial Group, Inc.Jul 28, 2025 · Affiliated broker-dealer or bank to independent RIA
- John James Forster from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 18, 2025 · Wirehouse to independent RIA
- Robert Linhart Hughes from Next Financial Group, Inc.Jul 18, 2025 · Affiliated broker-dealer or bank to independent RIA
- William Scarr Shefte from SpcMay 28, 2025 · Affiliated broker-dealer or bank to independent RIA
- Alan Lee Feinberg from Oppenheimer & Co. Inc.Jan 1, 2025 · Affiliated broker-dealer or bank to independent RIA
- Jonathan Edward Grabe from Principal Securities, Inc.Jan 1, 2025 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Cl Wealth Management LLCJan 4, 2023 · Atlanta, Ga
- 2 left for Divine Asset Management LLCJun 1, 2021 · Atlanta, Ga
- 2 left for Cantella & Co., Inc.Sep 3, 2019 · Atlanta, Ga
- 3 left for Wells Trecaso Financial Group, LLCMar 6, 2019 · Atlanta, Ga
- 2 left for Lombard Advisers IncorporatedApr 7, 2017 · Atlanta, Ga
- 2 joined from Next Financial Group, Inc.Jul 16, 2025 · Grand Rapids, Mi
- 2 joined from Divine Asset Management LLCDec 31, 2019 · Lake Hill, Ny
- 2 joined from Raymond James Financial Services Advisors, IncJun 11, 2019 · Roseville, Ca
- 3 joined from Morgan StanleyNov 6, 2017 · Akron, Oh
- 2 joined from G. A. Repple & CompanyJun 16, 2017 · Palmetto Bay, Fl
- 3 joined from Summit Financial Group IncJul 1, 2016 · York, Pa
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| San Blas Fund, LPno longer reported | Hedge Fund | $200,000 | 2 | Mar 11, 2015 |
Owners and control persons
Schedule A and B, latest filing
- Ulando Alexys Mckenzie · Ceocontrolsince 03/2007 · owns less than 5%
- Daniel Padilla · Ccocontrolsince 06/2021 · owns 10% to 25%
- Ulando Alexys Mckenzie · Ceocontrolsince 06/2015 · owns 75% or more of Ifs Group, Inc.
- Peter Botero · Chief Compliance Officersince 05/2026 · owns less than 5%
Entity owners
- Ifs Group, Inc. · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- San Blas Advisory, Inc.investment advisernRAUM $219M
- San Blas Securities LLCbroker-dealerreal estaten
Advisers that list Sb Advisory, LLC as a related person
- 285851 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Atlanta, Ga · principal | 36 | 13 | 3 | ||
| Traverse City, Mi | 2 | 0 | 0 | ||
| Houston, Tx | 2 | 1 | 0 | ||
| Grand Rapids, Mi | 2 | 0 | 0 | ||
| Phoenix, Az | 0 | 0 | 0 | ||
| Indianapolis, In | 0 | 0 | 1 | ||
| Winter Park, Fl | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Cherry Hill, NJ1 employees
- Johns Creek, GA1 employees
- Miami Lakes, FL1 employees
- Orion, MI1 employees
- Toledo, OH1 employees
- , 1 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jun 29, 2026PADILLA, DANIEL (CCO) left Schedule A between the filings of 2021-08-11 and 2026-06-29peers: independent wealth managers, $1B to $5B (1,360)
- client count surgeChange between filings · filing Jan 30, 2026individual and HNW clients (Item 5.D) moved from 1,045.0 to 1,574.0 (+51.0%) between the annual amendments of 2025-03-26 and 2026-01-30; the peer median change was +5.0% (1132 comparable advisers, 96.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,132) · 96% percentile
- HNW share shiftChange between filings · filing Jan 30, 2026HNW share of RAUM moved from 16.0% to 37.0% between the annual amendments of 2025-03-26 and 2026-01-30peers: independent wealth managers, $1B to $5B (1,360)
Data quality: total accounts (5.F.2.f) is below the private client count (5.D) by half or more on the filing of 2026-06-29
What changed
consecutive filings, newest first
- Accounts · 1,540 to 942May 18, 2026 to Jun 29, 2026
- Advisory employees · 29 to 30May 18, 2026 to Jun 29, 2026
- Charity clients · unset to 35.0May 18, 2026 to Jun 29, 2026
- Corporate clients · unset to 28.0May 18, 2026 to Jun 29, 2026
- HNW clients · 80 to 113May 18, 2026 to Jun 29, 2026
- Individual clients · 1,494 to 2,521May 18, 2026 to Jun 29, 2026
- Pension plan clients · unset to 35.0May 18, 2026 to Jun 29, 2026
- Employees · 29 to 35May 18, 2026 to Jun 29, 2026
- State-registered IARs · 29 to 34May 18, 2026 to Jun 29, 2026
- Other offices · 22 to 29May 18, 2026 to Jun 29, 2026
- Discretionary RAUM · $28.5M to $11.3MMay 18, 2026 to Jun 29, 2026
- HNW RAUM · $150M to $270MMay 18, 2026 to Jun 29, 2026
- Individual RAUM · $255M to $369MMay 18, 2026 to Jun 29, 2026
- Non-discretionary RAUM · $376M to $1.1BMay 18, 2026 to Jun 29, 2026
- Pension RAUM · unset to 10364690.0May 18, 2026 to Jun 29, 2026
- RAUM · $405M to $1.1BMay 18, 2026 to Jun 29, 2026
- Accounts · 1,045 to 1,540Mar 26, 2025 to May 14, 2025
- HNW clients · 66 to 80Mar 26, 2025 to May 14, 2025
- Individual clients · 979 to 1,494Mar 26, 2025 to May 14, 2025
- Financial planning clients · 1-10 to 1-10Mar 26, 2025 to May 14, 2025
- Discretionary RAUM · $21.6M to $28.5MMar 26, 2025 to May 14, 2025
- HNW RAUM · $46.1M to $150MMar 26, 2025 to May 14, 2025
- Individual RAUM · $240M to $255MMar 26, 2025 to May 14, 2025
- Non-discretionary RAUM · $264M to $376MMar 26, 2025 to May 14, 2025
- RAUM · $286M to $405MMar 26, 2025 to May 14, 2025
- Other offices · 27 to 22Oct 18, 2024 to Mar 26, 2025
- Accounts · 826 to 1,045Apr 3, 2023 to Apr 2, 2024
- Advisory employees · 28 to 29Apr 3, 2023 to Apr 2, 2024
- BD registered reps · 28 to 23Apr 3, 2023 to Apr 2, 2024
- HNW clients · 51 to 66Apr 3, 2023 to Apr 2, 2024
- Individual clients · 775 to 979Apr 3, 2023 to Apr 2, 2024
- Employees · 30 to 29Apr 3, 2023 to Apr 2, 2024
- Insurance-licensed employees · 5 to 6Apr 3, 2023 to Apr 2, 2024
- State-registered IARs · 28 to 29Apr 3, 2023 to Apr 2, 2024
- Discretionary RAUM · $46.5M to $21.6MApr 3, 2023 to Apr 2, 2024
- HNW RAUM · $105M to $46.1MApr 3, 2023 to Apr 2, 2024
- Individual RAUM · $142M to $240MApr 3, 2023 to Apr 2, 2024
- Non-discretionary RAUM · $200M to $264MApr 3, 2023 to Apr 2, 2024
- RAUM · $247M to $286MApr 3, 2023 to Apr 2, 2024
- Accounts · 698 to 826Mar 31, 2022 to Apr 3, 2023
Signals
36 dated events
- Sb Advisory, Llc reported RAUM $1.1B, up 172% from $404.8M (2026-05-18 to 2026-06-29)Jun 29, 2026 · RAUM change · derived
- Sb Advisory, Llc reported 29 offices beyond its principal office, up from 22 (2026-05-18 to 2026-06-29)Jun 29, 2026 · Office count change · derived
- Stephen Alan Colavito left Sb Advisory, Llc for San Blas Advisory, Inc. (registered 2023-06-12)Jun 26, 2026 · Advisor changed firm · fact
- Robert Louis Takacs left Sb Advisory, Llc for Unity Financial Planning Group Llc (registered 2026-02-25)Mar 27, 2026 · Advisor changed firm · fact
- Ronald Litteral left Sb Advisory, Llc for San Blas Advisory, Inc. (registered 2025-11-06)Mar 23, 2026 · Advisor changed firm · fact
- Benjamin Cory Treece left Sb Advisory, Llc for Unity Financial Planning Group Llc (registered 2025-11-25)Dec 2, 2025 · Advisor changed firm · fact
- Paul Martin Walkington left Sb Advisory, Llc for Em Financial Services, Llc (registered 2025-10-23)Oct 22, 2025 · Advisor changed firm · fact
- Michael Anthony Allen left Sb Advisory, Llc for Allen Financial Advisement, Inc. (registered 2025-11-03)Aug 19, 2025 · Advisor changed firm · fact
- 2 advisors left Next Financial Group, Inc. (Grand Rapids, MI) for SB Advisory, LLC on the same dayJul 16, 2025 · Team lift-out · derived
- Sb Advisory, Llc reported RAUM $404.8M, up 42% from $285.9M (2025-03-26 to 2025-05-14)May 14, 2025 · RAUM change · derived
- Guilford Ward Nergard left Sb Advisory, Llc for Nergard Wealth Management, Llc (registered 2025-05-29)May 5, 2025 · Advisor changed firm · fact
- Sb Advisory, Llc reported 22 offices beyond its principal office, down from 27 (2024-10-18 to 2025-03-26)Mar 26, 2025 · Office count change · derived
- Mei Wang Davidson left Sb Advisory, Llc for Dcm Advisors, Llc (registered 2025-06-13)Oct 9, 2024 · Advisor changed firm · fact
- David M Zane left Sb Advisory, Llc for Allstate Financial Advisors, Llc (registered 2025-02-10)Jun 4, 2024 · Advisor changed firm · fact
- Blake Ryan Fowler left Sb Advisory, Llc for Kingswood Wealth Advisors, Llc (registered 2023-06-26)Jun 16, 2023 · Advisor changed firm · fact
- Sb Advisory, Llc reported 27 offices beyond its principal office, up from 4 (2022-03-31 to 2023-04-03)Apr 3, 2023 · Office count change · derived
- Clifford William Shirah left Sb Advisory, Llc for Cl Wealth Management Llc (registered 2023-02-02)Feb 1, 2023 · Advisor changed firm · fact
- Eric Martin Ruth left Sb Advisory, Llc for Cl Wealth Management Llc (registered 2023-01-12)Jan 11, 2023 · Advisor changed firm · fact
- Daniel Edward Peltier left Sb Advisory, Llc for Cl Wealth Management Llc (registered 2023-01-05)Jan 4, 2023 · Advisor changed firm · fact
- Craig Allen Johnson left Sb Advisory, Llc for Cl Wealth Management Llc (registered 2023-01-05)Jan 4, 2023 · Advisor changed firm · fact
- 2 advisors left SB Advisory, LLC (Atlanta, GA) for CL Wealth Management LLC on the same dayJan 4, 2023 · Team lift-out · derived
- Jennifer Marie Duncan left Sb Advisory, Llc for Edward Jones (registered 2022-11-21)Oct 26, 2022 · Advisor changed firm · fact
- David Alan Lakis left Sb Advisory, Llc for Cl Wealth Management Llc (registered 2022-08-16)Aug 17, 2022 · Advisor changed firm · fact
- Mark D Elmore left Sb Advisory, Llc for Independent Financial Group, Llc (registered 2022-05-23)May 23, 2022 · Advisor changed firm · fact
- Michael Kissi left Sb Advisory, Llc for Aegis Capital Corp. (registered 2022-04-04)Apr 4, 2022 · Advisor changed firm · fact
- Sb Advisory, Llc reported RAUM $289.9M, up 136% from $122.6M (2021-08-11 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Sb Advisory, Llc reported 32 state-registered advisory representatives, up from 2 (2021-08-11 to 2022-03-31)Mar 31, 2022 · Advisor headcount change · derived
- Thomas Joquinn Sadler (Coo & Cco) no longer on Schedule A of Sb Advisory, Llc (listed 2021-08-06, absent 2021-08-11)Aug 11, 2021 · Control person left · inference
- Daniel Padilla (Cco) appeared on Schedule A of Sb Advisory, LlcAug 11, 2021 · Control person joined · fact
- Sb Advisory, Llc reported RAUM $136.9M, down 77% from $600.7M (2019-10-14 to 2020-02-06)Feb 6, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 253-254-7527reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 253-478-7745reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 404-704-0706reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- claritycap.netreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 404-704-0406reportedpublic record, Form ADV, Jun 29, 2026
- Contact form
- claritycap.net/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $30.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026