DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Bolton Global Asset Management
Legal name Bolton Securities Corp
Latest filing Mar 31, 2026
First filing on the tape Mar 30, 2012 · 39 filings
SEC status approved since Aug 9, 2006
RAUM
$8.3B
reported, Item 5.F
Discretionary
58%
of RAUM
Private clients
51%
$4.2B individuals and HNW
Advisors
150
registered through the firm on IAPD
RAUM per advisor
$55.2M
derived; firm RAUM over IAPD count
Employees
158
110 advisory (5.B.1)
Offices
73
beyond the principal office
Private funds
0
reported on Schedule D
History
39 filings and snapshots on the tape
RAUM$8.3B as of Mar 31, 2026
Mar 30, 2012$513M then
HNW client RAUM$2.6B as of Mar 31, 2026
Mar 29, 2018$779M then
State-registered IARs (5.B.3)114 as of Mar 31, 2026
Apr 1, 201358 then
Employees (5.A)158 as of Mar 31, 2026
Apr 1, 201362 then
Private funds: no history
RAUM +18% over the last fiscal year+32% a year over threeIARs 120 to 114
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $55.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 37derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.6MderivedHNW RAUM over HNW clients
- Average account
- $1.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 58%derivedof RAUM
- Institutional
- 3.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 2.0derived74 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- -5.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.0%derived
- Compensation
- percentage of assets, hourly, fixed fees, performance-based, commissionsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Wrap fee program
- $1.9BreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$3.8B45%
- High-net-worth individuals$2.6B32%
- Individuals$1.6B19%
- Pension and profit-sharing plans$157M1.9%
- Charitable organizations$111M1.3%
- Banks and thrifts$6.7M0.1%
- Individual clients
- 3,868reported
- HNW clients
- 1,698reported
- Pension plan clients
- 79reported
- Charitable clients
- 28reported
- Accounts
- 7,320reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- $1.9B sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourly, performance, commissionsreported
- Class basis
- private_client_share=0.51 fund_share=0.0 institutional_share=0.03 related_bd=true related_bank=false bd_reps=154.0derived
Advisors registered through the firm
150 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Ronald James Fremault | Bolton, Ma | Jul 20, 2005 | 27 y | 0 |
| Daphne Jane Mahle | Bolton, Ma | Sep 29, 2005 | 21 y | 1 |
| William Carlton DowCertified Financial Planner | Falmouth, Me | Jan 30, 2006 | 35 y | 1 |
| Raymond Gerard Grenier | Bolton, Ma | Mar 31, 2006 | 41 y | 0 |
| Michael James Burke | Bolton, Ma | Nov 15, 2006 | 44 y | 2 |
| Charles Vincent SullivanCertified Financial Planner | North Andover, Ma | Jan 12, 2007 | 32 y | 0 |
| Michael A Pansovoy | Bolton, Ma | Feb 26, 2007 | 38 y | 0 |
| Avard Morton Dow | Falmouth, Me | Nov 26, 2007 | 32 y | 0 |
| Michael Vernon Dow | Falmouth, Me | Dec 6, 2007 | 34 y | 0 |
| Flavio Rafael Gonzalez | Bolton, Ma | Feb 29, 2008 | 39 y | 1 |
| Tomas Alberto Esteve | Brownsville, Tx | Feb 29, 2008 | 33 y | 1 |
| Ricardo Pedro Filizola | Bolton, Ma | Feb 29, 2008 | 28 y | 1 |
| Stephen George Mayor | Bolton, Ma | Apr 30, 2009 | 28 y | 2 |
| Harry L Tokatlian | Windham, Nh | Sep 2, 2009 | 25 y | 0 |
| Eric Paul ZineCertified Financial Planner | Hingham, Ma | Oct 6, 2009 | 27 y | 0 |
| Vaughn Lee WoodsCertified Financial Planner | Bolton, Ma | Nov 16, 2009 | 36 y | 3 |
| Russell Bradford Dow | Bolton, Ma | Nov 17, 2009 | 36 y | 1 |
| Elio Eduardo King | Bolton, Ma | Jan 22, 2010 | 45 y | 2 |
| Herbert Anthony Klukas | Bolton, Ma | Mar 22, 2010 | 34 y | 2 |
| Maria Guadalupe Northam | Houston, Tx | Jun 6, 2011 | 31 y | 2 |
| Clifford George Dow | Glennallen, Ak | Oct 13, 2011 | 35 y | 0 |
| Richard Paul Benoit | Bolton, Ma | Nov 2, 2011 | 14 y | 0 |
| Cynthia Lee Nims | Greenfield, Ma | Jan 6, 2012 | 34 y | 1 |
| Kristina Marie Petit | Falmouth, Me | Dec 26, 2012 | 13 y | 0 |
| Robert Saul Stepleman | Falmouth, Me | Sep 30, 2013 | 26 y | 0 |
| Timothy James EdmondChartered Financial Consultant | Danbury, Ct | Mar 4, 2014 | 28 y | 1 |
| Eric Butler Lusk | Falmouth, Me | Oct 13, 2014 | 31 y | 3 |
| Christopher T Bourdeau | Bolton, Ma | Nov 19, 2014 | 15 y | 1 |
| Shelley Rogers | Bolton, Ma | Nov 24, 2014 | 14 y | 0 |
| Carlos R Villanueva Sucre | Key Biscayne, Fl | Feb 27, 2015 | 21 y | 0 |
| Carolina Acurio | Miami, Fl | May 26, 2015 | 24 y | 3 |
| Rafael Alberto Alvarez | Bolton, Ma | May 29, 2015 | 38 y | 3 |
| Jose Eduardo Ferreira | Bolton, Ma | Jun 12, 2015 | 14 y | 1 |
| Cesar Colis Vidal | Wellesley, Ma | Dec 7, 2015 | 16 y | 2 |
| Graciela Maria Perez | Miami, Fl | Dec 14, 2015 | 29 y | 1 |
| Jorge A Perez | Coral Gables, Fl | Dec 14, 2015 | 23 y | 1 |
| Maria A Fernandez | Bolton, Ma | Jan 11, 2016 | 19 y | 4 |
| Nancy Marie Peterson | Miami, Fl | Jan 11, 2016 | 31 y | 5 |
| Nicholas Joseph Milana | Wellington, Fl | Mar 16, 2016 | 43 y | 1 |
| Elizabeth M Amarillo | Bolton, Ma | Mar 18, 2016 | 15 y | 1 |
Advisor movement
8 left, 8 joined in 12 months
net 0 in 12 months1 left in 90 days2 joined in 90 daysdeparture rate 5.3% of current headcount18 left over 36 months
Left, latest
- Ricardo Andres Sucre to Amerant Investments, Inc.Jul 2, 2026 · Affiliated broker-dealer or bank to independent RIA
- Diogo Cavalcanti to Brasil Plural Investment Advisor LLCJun 1, 2026 · Affiliated broker-dealer or bank to independent RIA
- Franklin Christophers to Stonex Advisors Inc.Apr 20, 2026 · Affiliated broker-dealer or bank to another
- Eduardo Solano Arroyo to Insigneo Advisory Services, LLCMar 9, 2026 · RIA to affiliated broker-dealer or bank
- Sugeidy V Mederos to Stonex Advisors Inc.Dec 22, 2025 · RIA to affiliated broker-dealer or bank
- Gustavo Enrique Alfonso to Stonex Advisors Inc.Dec 22, 2025 · RIA to affiliated broker-dealer or bank
- Robert Ballestas to J.P. Morgan Securities LLCOct 31, 2025 · RIA to wirehouse
- Nicolas Guido Schreiber to Insigneo Advisory Services, LLCOct 23, 2025 · RIA to affiliated broker-dealer or bank
- Santiago Franco to Santander SecuritiesAug 7, 2025 · RIA to affiliated broker-dealer or bank
- Ariel Materin to Insigneo Advisory Services, LLCJul 10, 2025 · RIA to affiliated broker-dealer or bank
- Jennifer Ramos to Insigneo Advisory Services, LLCJul 10, 2025 · RIA to affiliated broker-dealer or bank
- Erica Irene Graham to Perigon Wealth Management, LLCApr 3, 2025 · RIA to RIA
- Luisa E. Oropeza Filardo to Merrill Lynch, Pierce, Fenner & Smith IncorporatedApr 2, 2025 · RIA to wirehouse
- Jeffrey Mark Peras to Lincoln InvestmentJan 2, 2025 · RIA to RIA
- Antonella B Quiroga to Morgan StanleySep 3, 2024 · RIA to wirehouse
Joined, latest
- Jackson S Smith from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 14, 2026 · Wirehouse to affiliated broker-dealer or bank
- James David Mohr from Osaic Wealth, Inc.Jul 8, 2026 · Affiliated broker-dealer or bank to another
- Gabriella Isabel Espaillat from J.P. Morgan Securities LLCJun 12, 2026 · Wirehouse to affiliated broker-dealer or bank
- Martha Elena Chinea from Wells Fargo AdvisorsJun 5, 2026 · Wirehouse to affiliated broker-dealer or bank
- Maryam Matta from J.P. Morgan Securities LLCMar 3, 2026 · Wirehouse to independent RIA
- Alexandro Ampudia Tommasi from Mora Capital Management, LLCJan 9, 2026 · RIA to RIA
- Cristina Claribel Acosta from Cardea Capital Group, Inc.Jan 5, 2026 · RIA to RIA
- Catalina Mercedes Ballestas from J.P. Morgan Securities LLCNov 21, 2025 · Wirehouse to independent RIA
- Victor Kelvin Hernandez from Newera WealthApr 30, 2025 · Other
- Larry Raphael Rozas from Fintron Advisors, LLCApr 14, 2025 · Other
- Monica Piera Calabrese from Lifeinvest Wealth Management, LtdMar 28, 2025 · RIA to RIA
- Sofia Bucay from Lifeinvest Wealth Management, LtdMar 24, 2025 · RIA to RIA
- Johnny Zighelboim from Morgan StanleyMar 19, 2025 · Wirehouse to independent RIA
- Felipe Antonio Ballestas from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 1, 2025 · Wirehouse to independent RIA
- Erick David Mejia from Wells Fargo AdvisorsJan 1, 2025 · Wirehouse to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Stonex Advisors Inc.Dec 22, 2025 · Miami, Fl
- 2 left for Commonwealth Financial NetworkOct 14, 2019 · Bolton, Ma
- 3 left for Flagship Harbor Advisors, LLCDec 15, 2015 · Bolton, Ma
- 4 joined from Morgan StanleySep 20, 2023 · Miami, Fl
- 2 joined from Morgan StanleyJun 6, 2023 · Aventura, Fl
- 4 joined from Wells Fargo AdvisorsAug 9, 2021 · Miami, Fl
- 3 joined from Wells Fargo AdvisorsJul 6, 2021 · Weston, Fl
- 2 joined from Wells Fargo AdvisorsMay 18, 2021 · Weston, Fl
- 2 joined from Wells Fargo AdvisorsApr 22, 2021 · Miami, Fl
- 2 joined from Wells Fargo AdvisorsMar 25, 2021 · Weston, Fl
- 2 joined from J.P. Morgan Securities LLCSep 20, 2018 · Houston, Tx
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Matthew George Beals · Presidentcontrolsince 02/2025 · owns less than 5%
- Philippe Benjamin Grenier · Vice President Of Tradingcontrolsince 01/2004 · owns less than 5%
- Daphne Jane Mahle · Chief Compliance Officercontrolsince 01/2008 · owns less than 5%
- Steven Christopher Preskenis · Chief Executive Officercontrolsince 01/2009 · owns 5% to 10%
- Steven R Tarpey · Cfo And Finop And Chief Admin Off.controlsince 02/2025 · owns less than 5%
- Philippe Benjamin Grenier · Trusteecontrolsince 01/2004 · owns F of Bolton Financial Group, Inc. Voting Trust
- Eugene Francis Jr Hayes · Cfo & Finopsince 07/1999 · owns 5% to 10%
- Mary Louise Grenier · Beneficial Ownersince 07/1999 · owns 75% or more of Bolton Financial Group
- Raymond Louis Jr Grenier · Spouse Of Beneficial Ownersince 07/1999 · owns F of Bolton Financial Group
Entity owners
- Bolton Financial Group, Inc. · Shareholderdirect · owns 75% or more
- Bolton Financial Group, Inc. Voting Trust · Voting Trustindirect · owns F of Bolton Financial Group, Inc.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bolton, Ma · principal | 148 | 17 | 3 | ||
| Miami, Fl | 72 | 8 | 5 | 1 | |
| Weston, Fl | 11 | 2 | 0 | ||
| Falmouth, Me | 11 | 0 | 0 | ||
| Houston, Tx | 7 | 2 | 0 | ||
| New York, Ny | 4 | 0 | 0 | ||
| Brownsville, Tx | 3 | 0 | 0 | ||
| Coral Gables, Fl | 3 | 0 | 0 | ||
| Plantation, Fl | 3 | 2 | 0 | ||
| North Andover, Ma | 2 | 0 | 0 | ||
| Lowell, Ma | 2 | 0 | 0 | ||
| Greenfield, Ma | 2 | 0 | 0 | ||
| Danbury, Ct | 2 | 0 | 0 | ||
| Salem, Ma | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Falmouth, ME8 employees
- Miami, FL6 employees
- Miami, FL5 employees
- Brownsville, TX4 employees
- Houston, TX4 employees
- Miami, FL4 employees
- Miami, FL4 employees
- Scarsdale, NY3 employees
- Miami, FL3 employees
- Lakewood, FL3 employees
- Miami, FL3 employees
- Falmouth, ME3 employees
- Miami, FL3 employees
- Miami, FL3 employees
- Miami, FL3 employees
- Miami, FL3 employees
- Miami, FL2 employees
- Danbury, CT2 employees
- Miami, FL2 employees
- Miami, FL2 employees
- Miami, FL2 employees
- Montevideo, Uruguay2 employees
- Miami, FL2 employees
- New York, NY2 employees
- New York, NY2 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 31, 2026BEALS, MATTHEW GEORGE (PRESIDENT) appeared on Schedule A between the filings of 2013-04-01 and 2026-03-31peers: affiliated wealth managers, $5B to $20B (53)
- control person changedChange between filings · filing Mar 31, 2026TARPEY, STEVEN R (CFO AND FINOP AND CHIEF ADMIN OFF.) appeared on Schedule A between the filings of 2013-04-01 and 2026-03-31peers: affiliated wealth managers, $5B to $20B (53)
- control person changedChange between filings · filing Mar 31, 2026GRENIER, PHILIPPE BENJAMIN (TRUSTEE) left Schedule A between the filings of 2013-04-01 and 2026-03-31peers: affiliated wealth managers, $5B to $20B (53)
What changed
consecutive filings, newest first
- Accounts · 6,977 to 7,320Feb 9, 2026 to Mar 31, 2026
- Advisory employees · 116 to 110Feb 9, 2026 to Mar 31, 2026
- BD registered reps · 150 to 154Feb 9, 2026 to Mar 31, 2026
- Charity clients · 27 to 28Feb 9, 2026 to Mar 31, 2026
- Corporate clients · 1,626 to 1,690Feb 9, 2026 to Mar 31, 2026
- HNW clients · 1,553 to 1,698Feb 9, 2026 to Mar 31, 2026
- Individual clients · 3,698 to 3,868Feb 9, 2026 to Mar 31, 2026
- Pension plan clients · 72 to 79Feb 9, 2026 to Mar 31, 2026
- Employees · 154 to 158Feb 9, 2026 to Mar 31, 2026
- State-registered IARs · 120 to 114Feb 9, 2026 to Mar 31, 2026
- Discretionary RAUM · $3.7B to $4.8BFeb 9, 2026 to Mar 31, 2026
- HNW RAUM · $1.5B to $2.6BFeb 9, 2026 to Mar 31, 2026
- Individual RAUM · $2.0B to $1.6BFeb 9, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $3.3B to $3.5BFeb 9, 2026 to Mar 31, 2026
- Pension RAUM · $143M to $157MFeb 9, 2026 to Mar 31, 2026
- RAUM · $7.0B to $8.3BFeb 9, 2026 to Mar 31, 2026
- Wrap assets (sponsor) · $1.7B to $1.9BFeb 9, 2026 to Mar 31, 2026
- Accounts · 6,217 to 6,977Jul 29, 2024 to Mar 31, 2025
- Advisory employees · 115 to 116Jul 29, 2024 to Mar 31, 2025
- BD registered reps · 148 to 150Jul 29, 2024 to Mar 31, 2025
- Charity clients · 28 to 27Jul 29, 2024 to Mar 31, 2025
- Corporate clients · 1,299 to 1,626Jul 29, 2024 to Mar 31, 2025
- HNW clients · 1,440 to 1,553Jul 29, 2024 to Mar 31, 2025
- Individual clients · 3,375 to 3,698Jul 29, 2024 to Mar 31, 2025
- Pension plan clients · 71 to 72Jul 29, 2024 to Mar 31, 2025
- Employees · 153 to 154Jul 29, 2024 to Mar 31, 2025
- Financial planning clients · 11-25 to 11-25Jul 29, 2024 to Mar 31, 2025
- Other offices · 65 to 73Jul 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $3.3B to $3.7BJul 29, 2024 to Mar 31, 2025
- HNW RAUM · $1.3B to $1.5BJul 29, 2024 to Mar 31, 2025
- Individual RAUM · $1.4B to $2.0BJul 29, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $2.5B to $3.3BJul 29, 2024 to Mar 31, 2025
- Pension RAUM · $142M to $143MJul 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · unset to 0.0Jul 29, 2024 to Mar 31, 2025
- RAUM · $5.9B to $7.0BJul 29, 2024 to Mar 31, 2025
- Wrap assets (sponsor) · $1.4B to $1.7BJul 29, 2024 to Mar 31, 2025
- Accounts · 4,996 to 6,217Apr 24, 2023 to Mar 30, 2024
- Advisory employees · 102 to 115Apr 24, 2023 to Mar 30, 2024
- BD registered reps · 135 to 148Apr 24, 2023 to Mar 30, 2024
- Charity clients · 25 to 28Apr 24, 2023 to Mar 30, 2024
Signals
32 dated events
- Ricardo Andres Sucre left Bolton Global Asset Management for Amerant Investments, Inc. (registered 2026-07-07)Jul 2, 2026 · Advisor changed firm · fact
- Diogo Cavalcanti left Bolton Global Asset Management for Brasil Plural Investment Advisor Llc (registered 2026-06-10)Jun 1, 2026 · Advisor changed firm · fact
- Franklin Christophers left Bolton Global Asset Management for Stonex Advisors Inc. (registered 2026-04-27)Apr 20, 2026 · Advisor changed firm · fact
- Eduardo Solano Arroyo left Bolton Global Asset Management for Insigneo Advisory Services, Llc (registered 2026-03-10)Mar 9, 2026 · Advisor changed firm · fact
- 2 advisors left Bolton Global Asset Management (Miami, FL) for Stonex Advisors Inc. on the same dayDec 22, 2025 · Team lift-out · derived
- Gustavo Enrique Alfonso left Bolton Global Asset Management for Stonex Advisors Inc. (registered 2025-11-13)Dec 22, 2025 · Advisor changed firm · fact
- Sugeidy V Mederos left Bolton Global Asset Management for Stonex Advisors Inc. (registered 2025-11-17)Dec 22, 2025 · Advisor changed firm · fact
- Robert Ballestas left Bolton Global Asset Management for J.P. Morgan Securities Llc (registered 2026-07-31)Oct 31, 2025 · Advisor changed firm · fact
- Nicolas Guido Schreiber left Bolton Global Asset Management for Insigneo Advisory Services, Llc (registered 2025-10-29)Oct 23, 2025 · Advisor changed firm · fact
- Santiago Franco left Bolton Global Asset Management for Santander Securities (registered 2025-09-16)Aug 7, 2025 · Advisor changed firm · fact
- Jennifer Ramos left Bolton Global Asset Management for Insigneo Advisory Services, Llc (registered 2025-07-25)Jul 10, 2025 · Advisor changed firm · fact
- Ariel Materin left Bolton Global Asset Management for Insigneo Advisory Services, Llc (registered 2025-07-11)Jul 10, 2025 · Advisor changed firm · fact
- Erica Irene Graham left Bolton Global Asset Management for Perigon Wealth Management, Llc (registered 2025-05-15)Apr 3, 2025 · Advisor changed firm · fact
- Luisa E. Oropeza Filardo left Bolton Global Asset Management for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2025-04-04)Apr 2, 2025 · Advisor changed firm · fact
- Bolton Global Asset Management reported 73 offices beyond its principal office, up from 65 (2024-07-29 to 2025-03-31)Mar 31, 2025 · Office count change · derived
- Jeffrey Mark Peras left Bolton Global Asset Management for Lincoln Investment (registered 2025-02-26)Jan 2, 2025 · Advisor changed firm · fact
- Antonella B Quiroga left Bolton Global Asset Management for Morgan Stanley (registered 2024-09-12)Sep 3, 2024 · Advisor changed firm · fact
- Luis Cavazos left Bolton Global Asset Management for Pruco Securities, Llc (registered 2024-06-11)Jun 10, 2024 · Advisor changed firm · fact
- Bolton Global Asset Management reported RAUM $5.9B, up 62% from $3.6B (2023-04-24 to 2024-03-30)Mar 30, 2024 · RAUM change · derived
- Michael Robert Averett left Bolton Global Asset Management for Insigneo Advisory Services, Llc (registered 2024-02-23)Jan 26, 2024 · Advisor changed firm · fact
- Aidan D Mejia left Bolton Global Asset Management for Charles Schwab & Co., Inc. (registered 2024-02-29)Jan 8, 2024 · Advisor changed firm · fact
- 4 advisors left Morgan Stanley (Miami, FL) for Bolton Global Asset Management within 14 daysSep 20, 2023 · Team lift-out · derived
- 2 advisors left Morgan Stanley (Aventura, FL) for Bolton Global Asset Management on the same dayJun 6, 2023 · Team lift-out · derived
- Carlos Jose Pena Velazco left Bolton Global Asset Management for Ocean Financial Advisors Llc (registered 2024-06-07)May 11, 2023 · Advisor changed firm · fact
- Bolton Global Asset Management reported 61 offices beyond its principal office, up from 50 (2022-05-23 to 2023-03-31)Mar 31, 2023 · Office count change · derived
- Manuel Uranga left Bolton Global Asset Management for Insigneo Advisory Services, Llc (registered 2023-01-27)Jan 30, 2023 · Advisor changed firm · fact
- Christopher Muthuveren left Bolton Global Asset Management for Citigroup Global Markets Inc. (registered 2022-09-01)Aug 30, 2022 · Advisor changed firm · fact
- Daniel A Olivares left Bolton Global Asset Management for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2022-09-28)Aug 16, 2022 · Advisor changed firm · fact
- Bolton Global Asset Management reported RAUM $4.4B, up 34% from $3.3B (2021-04-13 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Bolton Global Asset Management reported RAUM $2.8B, up 34% from $2.1B (2020-01-22 to 2020-05-29)May 29, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- BOLTONCAPITALGROUP.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 978.779.5361reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $55.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026