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Registered advisor
M•••••• A••• B••••••
Feed of 09/14/2026
Also filed as M•••••• A• B••••••
At current firm
3 y
since Sep 1, 2023
In the industry
31 y
since Apr 1, 1995 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
21
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Sep 1, 2023 · Rockville, Md
- S•••••••• F••••••••• I••• formerFeb 11, 2011 to Sep 1, 2023 · Scottsdale, Az
- Q•• F•••••••• L•• unclassifiedApr 26, 2010 to Feb 11, 2011 · Gaithersburg, Md
- S••••••••• A•••••• A•••••••• I••• formerAug 5, 1998 to May 4, 2010 · Gaithersburg, Md
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• F••••••••• I••• to O•••• W•••••• I•••left Sep 1, 2023, registered Sep 1, 2023 (0 days) · corporate re-registration, not a move
- Q•• F•••••••• L•• to S•••••••• F••••••••• I•••left Feb 11, 2011, registered Feb 11, 2011 (0 days) · Other
- S••••••••• A•••••• A•••••••• I••• to Q•• F•••••••• L••left May 4, 2010, registered Apr 26, 2010 (-8 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address