DFX Intelligence
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Registered advisor
R••••• D••••• S••••••
Feed of 09/15/2026
Also filed as R••••• S••••••
At current firm
20 y
since Jun 7, 2006
In the industry
28 y
since Sep 24, 1998 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V•••• F•••••••• A•••••••• I••• BD affiliated currentsince Jun 7, 2006 · Olympia Fields, Il
- M•• I•••••••• S•••••••• L•• BD affiliatedFeb 9, 2001 to Apr 30, 2003 · Kankakee, Il
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to V•••• F•••••••• A•••••••• I•••left Apr 30, 2003, registered Jun 7, 2006 (1134 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address