DFX Intelligence
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Registered advisor
R••••• D• M• M•••
Feed of 09/14/2026
Also filed as R••••• D• M•••••
At current firm
10 y
since Aug 10, 2016
In the industry
29 y
since Feb 25, 1997 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Aug 10, 2016 · Nokomis, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDDec 14, 1998 to Mar 2, 2007 · Valparaiso, In
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to A••••• A•• P••••••• S•••••••left Mar 2, 2007, registered Aug 10, 2016 (3449 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address