DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
C•••• S••••• D•••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedBoynton Beach, Fl dual registrantIAPD 2843386
Feed of 09/14/2026
Also filed as C•••• S• D•••••
At current firm
17 y
since Mar 31, 2009
In the industry
29 y
since Mar 17, 1997 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Mar 31, 2009 · Weston, Fl
- R•••••• J•••• • A••••••••• I••• national BDSep 4, 2003 to Apr 21, 2004 · Weston, Fl
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Apr 21, 2004, registered Mar 31, 2009 (1805 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address