DFX Intelligence
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Registered advisor
E••••• R•••••• M••••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedSan Antonio, Txdual registrantIAPD 2845828
Feed of 09/14/2026
Also filed as R•••••• M••••••
At current firm
17 y
since Jan 2, 2009
In the industry
29 y
since Feb 24, 1997 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jan 2, 2009 · San Antonio, Tx
- W•••••• • R••• formerJan 10, 2000 to Jun 5, 2006 · San Antonio, Tx
Moves
a registration end followed by a registration begin elsewhere
- W•••••• • R••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jun 5, 2006, registered Jan 2, 2009 (942 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address