DFX Intelligence
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Registered advisor
K•••• G••••• H••••••
Feed of 09/14/2026
At current firm
13 y
since Dec 3, 2012
In the industry
29 y
since May 16, 1997 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Dec 3, 2012 · Cincinnati, Oh
- M•• F•••••••• S•••••••• I••• formerNov 22, 2006 to Dec 12, 2012 · Cincinnati, Oh
- V•••• F•••••••• A•••••••• I••• BD affiliatedSep 4, 2001 to Apr 5, 2005 · Independence, Oh
Moves
a registration end followed by a registration begin elsewhere
- M•• F•••••••• S•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Dec 12, 2012, registered Dec 3, 2012 (-9 days) · Other
- V•••• F•••••••• A•••••••• I••• to M•• F•••••••• S•••••••• I•••left Apr 5, 2005, registered Nov 22, 2006 (596 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address