DFX Intelligence
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Registered advisor
J••• J••••• C•••••
Feed of 09/14/2026
At current firm
5 y
since May 20, 2021
In the industry
29 y
since Apr 11, 1997 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince May 20, 2021 · Wallingford, Ct
- V••• F•••••••• A•••••••• I••• BD affiliatedMay 5, 2003 to May 12, 2021 · North Haven, Ct
- W•••••• • R••• formerFeb 28, 1998 to May 7, 2003 · North Haven , Ct
Moves
a registration end followed by a registration begin elsewhere
- V••• F•••••••• A•••••••• I••• to L•• F•••••••• L••left May 12, 2021, registered May 20, 2021 (8 days) · corporate re-registration, not a move
- W•••••• • R••• to V••• F•••••••• A•••••••• I•••left May 7, 2003, registered May 5, 2003 (-2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address