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Registered advisor
S•••••••• S•• C•••
Feed of 09/14/2026
Also filed as S•••••••• S•• L•••••••
At current firm
10 y
since Jun 1, 2016
In the industry
29 y
since Apr 15, 1997 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jun 1, 2016 · Overland Park, Ks
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 29, 2012 to May 31, 2016 · Leawood, Ks
- U•• F•••••••• S••••••• I••• wirehouseAug 27, 2007 to Jul 9, 2012 · Leawood, Ks
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left May 31, 2016, registered Jun 1, 2016 (1 day) · Wirehouse to wirehouse · moved with a team
- U•• F•••••••• S••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 9, 2012, registered Jun 29, 2012 (-10 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address