DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
W•••••• K• J••••••
Feed of 09/14/2026
Also filed as B••• J••••••
At current firm
16 y
since Feb 10, 2010
In the industry
20 y
since Feb 27, 2006 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Feb 10, 2010 · Cincinnati, Oh
- S•••••• N••••••• • C••••••• I••••••••• national BDJun 8, 2007 to Nov 16, 2009 · Blue Ash, Oh
- C•••••••• G••••• M•••••• I••• BD affiliatedFeb 27, 2006 to Jul 2, 2007 · Cincinnati, Oh
Moves
a registration end followed by a registration begin elsewhere
- S•••••• N••••••• • C••••••• I••••••••• to W•••• F•••• A•••••••left Nov 16, 2009, registered Feb 10, 2010 (86 days) · Affiliated broker-dealer or bank to wirehouse
- C•••••••• G••••• M•••••• I••• to S•••••• N••••••• • C••••••• I•••••••••left Jul 2, 2007, registered Jun 8, 2007 (-24 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address