DFX Intelligence
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Registered advisor
P••• G••••• D•••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
17 y
since Sep 8, 2009
In the industry
32 y
since Oct 1, 1993 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Sep 8, 2009 · Summit, Nj
- M••••• S•••••• C••••••••• unclassifiedMay 10, 2005 to Sep 8, 2009 · Summit, Nj
- P••• A••••• S••••••••• L•• BD affiliatedJan 22, 2003 to May 10, 2005 · Cranford, Nj
- 1••• C•••••• M••••••••• C•••••• unclassifiedJun 17, 2000 to Jan 16, 2003 · Cranford, Nj
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• C••••••••• to L•• F•••••••• L••left Sep 8, 2009, registered Sep 8, 2009 (0 days) · corporate re-registration, not a move
- P••• A••••• S••••••••• L•• to M••••• S•••••• C•••••••••left May 10, 2005, registered May 10, 2005 (0 days) · Other
- 1••• C•••••• M••••••••• C•••••• to P••• A••••• S••••••••• L••left Jan 16, 2003, registered Jan 22, 2003 (6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address