DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
J•••• J• F•••••
Feed of 09/14/2026
Also filed as J•••• F•••••
At current firm
9 y
since Jul 7, 2017
In the industry
29 y
since May 29, 1997 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Title
- Vice President/Investmentsreportedstifel.comfirm site, Sep 24, 2026
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Jul 7, 2017 · Succasunna, Nj
- W•••• F•••• A••••••• wirehouseJan 9, 2009 to Jul 13, 2017 · Hamburg, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 11, 2002 to Jan 13, 2009 · Sparta, Nj
- P••••••••• E••••• G••••• L•• unclassifiedJun 5, 2002 to Sep 9, 2002 · Florham Park, Nj
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to S•••••• N••••••• • C••••••• I•••••••••left Jul 13, 2017, registered Jul 7, 2017 (-6 days) · Wirehouse to affiliated broker-dealer or bank
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Jan 13, 2009, registered Jan 9, 2009 (-4 days) · Wirehouse to wirehouse
- P••••••••• E••••• G••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 9, 2002, registered Sep 11, 2002 (2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address