DFX Intelligence
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Registered advisor
D••••• W•••• K••••••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedDaniel Island, Scdual registrantIAPD 2885941
Feed of 09/14/2026
Also filed as D•• K••••••••• W•••• K••••••••• W•••• K•••••••• J•
At current firm
1 y
since Apr 25, 2025
In the industry
29 y
since Jul 11, 1997 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Apr 25, 2025 · Daniel Island, Sc
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 12, 2009 to Apr 28, 2025 · Baltimore, Md
- C•••••••• G••••• M•••••• I••• BD affiliatedJan 16, 2004 to Mar 9, 2009 · Baltimore, Md
- M••••• S•••••• D• I••• unclassifiedJan 1, 1999 to Jan 22, 2004 · Baltimore, Md
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Apr 28, 2025, registered Apr 25, 2025 (-3 days) · Wirehouse to affiliated broker-dealer or bank
- C•••••••• G••••• M•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 9, 2009, registered Feb 12, 2009 (-25 days) · Other
- M••••• S•••••• D• I••• to C•••••••• G••••• M•••••• I•••left Jan 22, 2004, registered Jan 16, 2004 (-6 days) · Other
Signals
- ••• LockedApr 28, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address