DFX Intelligence
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Registered advisor
J••••• T••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
1 y
since Jun 26, 2025
In the industry
29 y
since Jul 30, 1997 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Jun 26, 2025 · Bedford, Nh
- A••••••••• F•••••••• S•••••••• L•• national BDJul 30, 1997 to Jun 16, 2025 · Bedford, Nh
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to C••••••••• F•••••••• N••••••left Jun 16, 2025, registered Jun 26, 2025 (10 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedJun 16, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address