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Registered advisor
A••••••• B••••
Feed of 09/14/2026
Also filed as A••••••• B••••
At current firm
14 y
since Jan 13, 2012
In the industry
28 y
since May 11, 1998 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Jan 13, 2012 · Salt Lake City, Ut
- M••••• S•••••• wirehouseJun 1, 2009 to Jan 19, 2012 · Salt Lake City, Ut
- C•••••••• G••••• M•••••• I••• BD affiliatedJun 14, 2007 to Jun 1, 2009 · Salt Lake City, Ut
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Jan 19, 2012, registered Jan 13, 2012 (-6 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address