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Registered advisor
R•••••• J••••• P•••••
Feed of 09/14/2026
Also filed as R•••••• J• P•••••
At current firm
11 y
since Mar 26, 2015
In the industry
28 y
since Aug 12, 1998 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Mar 26, 2015 · Chesterfield, Mo
- S•••••• N••••••• • C••••••• I••••••••• national BDJun 14, 2002 to Apr 9, 2015 · O'Fallon, Mo
- U•• F•••••••• S••••••• I••• wirehouseJan 25, 2000 to Jul 1, 2002 · Chesterfield, Mo
Moves
a registration end followed by a registration begin elsewhere
- S•••••• N••••••• • C••••••• I••••••••• to W•••• F•••• A•••••••left Apr 9, 2015, registered Mar 26, 2015 (-14 days) · Affiliated broker-dealer or bank to wirehouse
- U•• F•••••••• S••••••• I••• to S•••••• N••••••• • C••••••• I•••••••••left Jul 1, 2002, registered Jun 14, 2002 (-17 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address