DFX Intelligence
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Registered advisor
L•••• J•••• C••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as L•••• J• C••••••••
At current firm
16 y
since Jan 8, 2010
In the industry
29 y
since Jun 25, 1997 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Jan 8, 2010 · Yardley, Pa
- O•••• W•••••• I••• BD affiliatedSep 4, 2007 to Jan 12, 2010 · Toms River, Nj
- V••••• F•••••••• S•••••••• I••• unclassifiedOct 20, 2004 to Nov 11, 2008 · Toms River, Nj
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to C••••••••• F•••••••• N••••••left Jan 12, 2010, registered Jan 8, 2010 (-4 days) · Other
- V••••• F•••••••• S•••••••• I••• to O•••• W•••••• I•••left Nov 11, 2008, registered Sep 4, 2007 (-434 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address