DFX Intelligence
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Registered advisor
P•••• H•••••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as P•••• A••••• H•••••••••
At current firm
7 y
since Jan 4, 2019
In the industry
21 y
since Nov 10, 2004 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V•••• F•••••••• A•••••••• I••• BD affiliated currentsince Jan 4, 2019 · Atlanta, Ga
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 7, 2008 to Aug 19, 2008 · Atlanta, Ga
- U•• F•••••••• S••••••• I••• wirehouseNov 10, 2004 to Nov 29, 2007 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to V•••• F•••••••• A•••••••• I•••left Aug 19, 2008, registered Jan 4, 2019 (3790 days) · Other
- U•• F•••••••• S••••••• I••• to M•• I•••••••• S•••••••• L••left Nov 29, 2007, registered Mar 7, 2008 (99 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address