DFX Intelligence
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Registered advisor
M••• D•••••• A••••••
Feed of 09/15/2026
At current firm
20 y
since Sep 7, 2006
In the industry
29 y
since Aug 11, 1997 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Sep 7, 2006 · Pinehurst, Nc
- S••••••• I••••••••• S•••••••• I••• formerOct 31, 2002 to Sep 7, 2006 · Laurel, Md
Moves
a registration end followed by a registration begin elsewhere
- S••••••• I••••••••• S•••••••• I••• to W•••• F•••• A•••••••left Sep 7, 2006, registered Sep 7, 2006 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address