DFX Intelligence
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Registered advisor
J••• D••••• B•••••
Feed of 09/15/2026
At current firm
1 y
since Nov 14, 2024
In the industry
26 y
since Nov 26, 1999 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
5
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• E••••••••• L•• BD affiliated currentsince Nov 14, 2024 · Independence, Oh
- P•••• S••••••••• L•• no RAUMOct 24, 2012 to Nov 14, 2024 · Columbus, Oh
- E•••••••• A•••••••• L•• national BDMar 2, 2012 to May 22, 2012 · Columbus, Oh
- A••••••••• F•••••••• S•••••••• L•• national BDOct 5, 2009 to Feb 24, 2012 · Dublin, Oh
- A••••••••• A•••••• S•••••••• I••• unclassifiedApr 25, 2007 to Oct 5, 2009 · Columbus, Oh
- E••••• J•••• national BDAug 1, 2005 to Apr 24, 2007 · New Albany, Oh
All 6 prior registrationsShow fewer
- A••••••••• F•••••••• S•••••••• L•• national BDNov 26, 1999 to Aug 1, 2005 · Dublin, Oh
Moves
a registration end followed by a registration begin elsewhere
- P•••• S••••••••• L•• to L•• E••••••••• L••left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
- E•••••••• A•••••••• L•• to P•••• S••••••••• L••left May 22, 2012, registered Oct 24, 2012 (155 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to E•••••••• A•••••••• L••left Feb 24, 2012, registered Mar 2, 2012 (7 days) · Affiliated broker-dealer or bank to another
- A••••••••• A•••••• S•••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Oct 5, 2009, registered Oct 5, 2009 (0 days) · corporate re-registration, not a move
- E••••• J•••• to A••••••••• A•••••• S•••••••• I•••left Apr 24, 2007, registered Apr 25, 2007 (1 day) · Other
All 6 movesShow fewer
- A••••••••• F•••••••• S•••••••• L•• to E••••• J••••left Aug 1, 2005, registered Aug 1, 2005 (0 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address