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Registered advisor
S•• K• J••••••
Feed of 09/15/2026
Also filed as S•• K••••••••• K•• J••••••••• K•• J••••••••• K•• S•••••••• K•• S•••••••• K• J••••••
At current firm
4 y
since Nov 10, 2021
In the industry
23 y
since Feb 1, 2003 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Nov 10, 2021 · Carson City, Nv
- A••••••••• F•••••••• S•••••••• L•• national BDApr 3, 2019 to Jun 14, 2021 · Frisco, Tx
- A••••••••• F•••••••• S•••••••• L•• national BDNov 9, 2010 to May 12, 2017 · Overland Park, Ks
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to J••• M••••• S••••••••• L••left Jun 14, 2021, registered Nov 10, 2021 (149 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address