DFX Intelligence
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Registered advisor
M•••••• P•••••• C•••••
Feed of 09/15/2026
At current firm
1 y
since Mar 31, 2025
In the industry
26 y
since Sep 18, 2000 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Mar 31, 2025 · St Louis, Mo
- W•••• F•••• A••••••• wirehouseJul 18, 2011 to Mar 11, 2025 · St. Louis, Mo
- S•••••• N••••••• • C••••••• I••••••••• national BDJun 4, 2004 to Jan 20, 2011 · Golden Valley, Mn
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to L•• F•••••••• L••left Mar 11, 2025, registered Mar 31, 2025 (20 days) · Wirehouse to affiliated broker-dealer or bank
- S•••••• N••••••• • C••••••• I••••••••• to W•••• F•••• A•••••••left Jan 20, 2011, registered Jul 18, 2011 (179 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- ••• LockedMar 11, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address