DFX Intelligence
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Registered advisor
T••• M•••••• S•••••••••
Feed of 09/14/2026
At current firm
6 y
since Mar 27, 2020
In the industry
29 y
since Aug 29, 1997 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•••••••• S••••••••• I••• BD affiliated currentsince Mar 27, 2020 · Atlanta, Ga
- A••••••••• F•••••••• S•••••••• L•• national BDFeb 27, 2004 to Oct 10, 2005 · Memphis, Tn
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to P•••••••• S••••••••• I•••left Oct 10, 2005, registered Mar 27, 2020 (5282 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address