DFX Intelligence
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Registered advisor
K•••••• G••••• T••••••••
Feed of 09/15/2026
Also filed as K•••• T••••••••• G• T••••••••• T••••••••
At current firm
10 y
since Apr 28, 2016
In the industry
29 y
since Sep 2, 1997 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- K••••• A••••••• S•••••••• L•• BD affiliated currentsince Apr 28, 2016 · Austin, Tx
- V••• F•••••••• A•••••••• I••• BD affiliatedJul 31, 2003 to Jun 10, 2004 · Suwanee , Ga
- P•••• S••••••••• L•• no RAUMApr 17, 2003 to Jul 16, 2003 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- V••• F•••••••• A•••••••• I••• to K••••• A••••••• S•••••••• L••left Jun 10, 2004, registered Apr 28, 2016 (4340 days) · Other
- P•••• S••••••••• L•• to V••• F•••••••• A•••••••• I•••left Jul 16, 2003, registered Jul 31, 2003 (15 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address