DFX Intelligence
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Feed of 09/14/2026
Also filed as P•••• S• W•••••••••
At current firm
19 y
since Jul 6, 2007
In the industry
29 y
since Sep 11, 1997 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•• BD affiliated currentsince Jul 6, 2007 · Ann Arbor, Mi
- E••••• J•••• national BDFeb 9, 2007 to May 10, 2007 · Huntsville, Tx
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to S••left May 10, 2007, registered Jul 6, 2007 (57 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address