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Registered advisor
M•••••• P• O•••••••••
Feed of 09/14/2026
Also filed as M•••••• P•••••• O•••••••••
At current firm
7 y
since Jul 18, 2019
In the industry
29 y
since Sep 4, 1997 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P••• A••••• S••••••••• L•• BD affiliated currentsince Jul 18, 2019 · Canton, Oh
- P•••• S••••••••• L•• no RAUMFeb 6, 2019 to Jul 19, 2019 · Uhrichsville, Oh
Moves
a registration end followed by a registration begin elsewhere
- P•••• S••••••••• L•• to P••• A••••• S••••••••• L••left Jul 19, 2019, registered Jul 18, 2019 (-1 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address