DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

Registered advisor

C••••• K•••• C•••••

L•• E••••••••• L••BD affiliatedClearwater, Fldual registrantIAPD 2937634

Feed of 09/14/2026

Also filed as C•••• C••••••••• K• C•••••

At current firm

1 y

since Nov 18, 2024

In the industry

27 y

since Sep 25, 1998 (earliest exam, job or registration)

Prior registered firms

5

IAPD previous registrations

State registrations

1

current, as an IAR

Firms today

1

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

0

dated events on this person

Registration history

IAPD current and previous registrations

L•• E••••••••• L•• BD affiliated current
since Nov 18, 2024 · Clearwater, Fl

P•••• S••••••••• L•• no RAUM
Aug 25, 2009 to Nov 12, 2024 · Trinity, Fl
W•••• F•••• A••••••• wirehouse
Mar 13, 2008 to Dec 19, 2008 · Tampa, Fl
C•••• I••••••••• S••••••• C•••• former
May 30, 2007 to Mar 4, 2008 · Tampa, Fl
C•••• I••••••••• S••••••• C•••• former
Jan 19, 2006 to Aug 17, 2006 · Tampa, Fl
T••••••••• F•••••••• A•••••••• L•• BD affiliated
Jul 24, 2000 to Dec 17, 2004 · St. Petersburg, Fl

Moves

a registration end followed by a registration begin elsewhere

P•••• S••••••••• L•• to L•• E••••••••• L••
left Nov 12, 2024, registered Nov 18, 2024 (6 days) · corporate re-registration, not a move
W•••• F•••• A••••••• to P•••• S••••••••• L••
left Dec 19, 2008, registered Aug 25, 2009 (249 days) · Other
C•••• I••••••••• S••••••• C•••• to W•••• F•••• A•••••••
left Mar 4, 2008, registered Mar 13, 2008 (9 days) · Other
T••••••••• F•••••••• A•••••••• L•• to C•••• I••••••••• S••••••• C••••
left Dec 17, 2004, registered Jan 19, 2006 (398 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address