DFX Intelligence
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Registered advisor
T•••• S• V•••
Feed of 09/14/2026
Also filed as T•••• L••• S•••••••
At current firm
13 y
since Nov 7, 2012
In the industry
28 y
since Dec 5, 1997 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S••••• W••••• A•••••••• I••• no RAUM currentsince Nov 7, 2012 · Phoenix, Az
- C•••••• S••••• • C••• I••• national BDFeb 25, 2004 to Dec 22, 2011 · Temecula, Ca
Moves
a registration end followed by a registration begin elsewhere
- C•••••• S••••• • C••• I••• to S••••• W••••• A•••••••• I•••left Dec 22, 2011, registered Nov 7, 2012 (321 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address