DFX Intelligence
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Registered advisor
D••••• J• B••••••
Feed of 09/14/2026
Also filed as D•• B••••••••• J• B••••••••• J• B••••••••• J• B••••••
At current firm
5 y
since Feb 19, 2021
In the industry
28 y
since Dec 1, 1997 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Feb 19, 2021 · Gilbert, Az
- O•••• W•••••• I••• BD affiliatedNov 3, 2014 to Aug 21, 2020 · Phoenix, Az
- W•••• F•••• A••••••• wirehouseNov 3, 2009 to Sep 15, 2014 · Philadelphia, Pa
- A••••••••• F•••••••• S•••••••• L•• national BDOct 15, 2007 to Oct 12, 2009 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to L•• F•••••••• L••left Aug 21, 2020, registered Feb 19, 2021 (182 days) · Affiliated broker-dealer or bank to another
- W•••• F•••• A••••••• to O•••• W•••••• I•••left Sep 15, 2014, registered Nov 3, 2014 (49 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to W•••• F•••• A•••••••left Oct 12, 2009, registered Nov 3, 2009 (22 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address