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RIA Intelligence

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Registered advisor

S•••••• M•••••• C•••••

C••••••••• F•••••••• N••••••national BDBurlington, Madual registrantIAPD 2943023
Feed of 09/14/2026
At current firm
20 y
since Aug 10, 2006
In the industry
29 y
since Aug 1, 1997 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
  • P••••••• C•••••• M••••••••• I••• unclassified
    Oct 24, 2006 to Dec 31, 2009 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
  • P••••••• C•••••• M••••••••• I••• to no registered destination
    left Dec 31, 2009 · Departure, no registered destination
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
National broker-dealer RIAderived
Years in industry
29derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address