DFX Intelligence
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Registered advisor
B•••• J••• S•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as B•••• S•••••
At current firm
4 y
since Mar 14, 2022
In the industry
28 y
since Oct 9, 1997 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Mar 14, 2022 · Millburn, Nj
- T• A••••••••• I••••••••• M••••••••• L•• formerMay 13, 2008 to Sep 7, 2023 · New York, Ny
- T• A••••••••• I••• formerMay 13, 2008 to Oct 14, 2022 · New York, Ny
- S•••••••• A••••••• L•• national BDJul 2, 2002 to Apr 24, 2007 · Milburn, Nj
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••left Sep 7, 2023, registered Mar 14, 2022 (-542 days) · corporate re-registration, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 14, 2022, registered May 13, 2008 (-5267 days) · corporate re-registration, not a move
- S•••••••• A••••••• L•• to T• A••••••••• I•••left Apr 24, 2007, registered May 13, 2008 (385 days) · Affiliated broker-dealer or bank to a newly registered adviser
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address