DFX Intelligence
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Registered advisor
W•••••• H• M•••••
Feed of 09/14/2026
Also filed as B••• M••••••••• H•••• ••• M••••••••• M••••••••• H•••• M•••••
At current firm
20 y
since Jun 22, 2006
In the industry
29 y
since Aug 1, 1997 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
7
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P••• A••••• S••••••••• L•• BD affiliated currentsince Jun 22, 2006 · Atlanta, Ga
- P•••••••• P••••••• A•••••••• I••• unclassifiedMay 13, 2003 to Dec 7, 2007 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- P•••••••• P••••••• A•••••••• I••• to P••• A••••• S••••••••• L••left Dec 7, 2007, registered Jun 22, 2006 (-533 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address