DFX Intelligence
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Registered advisor
V•• J••••• T•••••••••
Feed of 09/14/2026
At current firm
20 y
since May 22, 2006
In the industry
28 y
since Dec 22, 1997 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•••••••• S••••••••• I••• BD affiliated currentsince May 22, 2006 · Latham, Ny
- B•••••••• I••••••••• A•••••••• L•• unclassifiedJul 26, 2002 to May 1, 2006 · Pittsfield, Ma
Moves
a registration end followed by a registration begin elsewhere
- B•••••••• I••••••••• A•••••••• L•• to P•••••••• S••••••••• I•••left May 1, 2006, registered May 22, 2006 (21 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address