DFX Intelligence
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Registered advisor
C•••••• R••••• J••••
Feed of 09/14/2026
At current firm
16 y
since Jul 7, 2010
In the industry
28 y
since Dec 5, 1997 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
10
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V•••• F•••••••• A•••••••• I••• BD affiliated currentsince Jul 7, 2010 · Riverside, Ca
- W•••• F•••• I••••••••• L•• unclassifiedAug 1, 2008 to May 19, 2009 · Garden Grove, Ca
- L•• F•••••••• L•• BD affiliatedJun 12, 2008 to Aug 6, 2008 · Irvine, Ca
- M••••• S•••••• D• I••• unclassifiedAug 24, 1998 to Aug 7, 2002 · Costa Mesa, Ca
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• I••••••••• L•• to V•••• F•••••••• A•••••••• I•••left May 19, 2009, registered Jul 7, 2010 (414 days) · Other
- L•• F•••••••• L•• to W•••• F•••• I••••••••• L••left Aug 6, 2008, registered Aug 1, 2008 (-5 days) · Other
- M••••• S•••••• D• I••• to L•• F•••••••• L••left Aug 7, 2002, registered Jun 12, 2008 (2136 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address