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RIA Intelligence

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Registered advisor

R•••••• K•••• F•••••

C•••••• S••••• • C••• I•••national BDSpanish Fort, Aldual registrantIAPD 2961957
Certified Financial Planner
Feed of 09/14/2026
Also filed as R•••• F•••••
At current firm
8 y
since Jul 16, 2018
In the industry
28 y
since Dec 30, 1997 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
  • M••••• S•••••• wirehouse
    Jun 1, 2009 to Jul 17, 2018 · Fairhope, Al
  • M••••• S•••••• • C•• L•• unclassified
    Apr 2, 2007 to Jun 1, 2009 · Fairhope, Al
  • M••••• S•••••• D• I••• unclassified
    May 24, 2004 to Apr 2, 2007 · Fairhope, Al
  • A• G• E•••••• • S•••• I••• unclassified
    Feb 23, 2000 to May 28, 2004 · Fairhope, Al
Moves
a registration end followed by a registration begin elsewhere
  • M••••• S•••••• to C•••••• S••••• • C••• I•••
    left Jul 17, 2018, registered Jul 16, 2018 (-1 days) · Wirehouse to affiliated broker-dealer or bank
  • M••••• S•••••• • C•• L•• to M••••• S••••••
    left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
  • M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••
    left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
  • A• G• E•••••• • S•••• I••• to M••••• S•••••• D• I•••
    left May 28, 2004, registered May 24, 2004 (-4 days) · Other
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
National broker-dealer RIAderived
Years in industry
28derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address