DFX Intelligence
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Registered advisor
D•••• R•••••
Feed of 09/14/2026
Also filed as D•••• P•••••• R•••••
At current firm
5 y
since Mar 31, 2021
In the industry
28 y
since Dec 20, 1997 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Mar 31, 2021 · Greenwood Village, Co
- C•••• I••••••••• S••••••• C•••• formerNov 26, 2008 to Oct 30, 2009 · Parker, Co
Moves
a registration end followed by a registration begin elsewhere
- C•••• I••••••••• S••••••• C•••• to E•••••• A••••••• G••••• L••left Oct 30, 2009, registered Mar 31, 2021 (4170 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address