DFX Intelligence
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Registered advisor
S••••• J••• A•••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedFederal Way, Wadual registrantIAPD 2979369
Certified Financial Planner
Feed of 09/14/2026
At current firm
17 y
since Mar 31, 2009
In the industry
28 y
since Jan 26, 1998 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Mar 31, 2009 · Federal Way, Wa
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 13, 1998 to Apr 8, 2009 · Federal Way, Wa
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• M•••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Apr 8, 2009, registered Mar 31, 2009 (-8 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address